Alternative display facility

Results: 45



#Item
41United States securities law / Business / United States Securities and Exchange Commission / Self-regulatory organizations / Alternative display facility / Financial Industry Regulatory Authority / Electronic communication network / Securities Exchange Act / Regulation NMS / Stock market / Financial economics / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]December 11, 2013 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Ch

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2013-12-12 11:18:33
42Finance / Financial Industry Regulatory Authority / Securities Exchange Act / Trade Reporting And Compliance Engine / Alternative display facility / U.S. Securities and Exchange Commission / Alternative Trading Systems / Financial adviser / Securities regulation in the United States / United States securities law / Financial economics / Business

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]May 29, 2014 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change to E

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2014-05-30 07:56:25
43Investment / Finance / Financial markets / Alternative Trading Systems / Financial Industry Regulatory Authority / Securities Exchange Act / U.S. Securities and Exchange Commission / Trade Reporting And Compliance Engine / Alternative display facility / United States securities law / Financial economics / Stock market

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]April 9, 2014 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2014-04-10 08:56:45
44Finance / Investment / United States Securities and Exchange Commission / Regulation NMS / United States securities law / Self-regulatory organizations / Securities Exchange Act / Chicago Stock Exchange / Alternative display facility / Stock market / Financial economics / Financial markets

SECURITIES AND EXCHANGE COMMISSION 17 CFR PART 242 [Release No[removed]; File No. S7[removed]Regulation NMS AGENCY:

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2006-05-22 16:50:10
45Investment / Finance / United States Securities and Exchange Commission / Regulation NMS / Alternative display facility / Order / Securities Exchange Act / Algorithmic trading / Market maker / Stock market / Financial economics / Financial markets

Responses to Frequently Asked Questions Concerning Rule 611 and Rule 610 of Regulation NMS

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2006-01-27 12:57:56
UPDATE